The wrong fingerprint route, a delayed FINRA file
- Week 1Booked the nearest provider.
Audrey finds a local fingerprint service in Geneva and assumes its standard card will work for her U.S. registration.
- Week 3Wrong card for FINRA.
Her fingerprints are taken on the wrong form. Her sponsoring firm cannot use the card for her FINRA filing.
- Week 5Back for another appointment.
Audrey needs new fingerprints on the required FINRA card and has to rearrange her work schedule.
- Week 7Compliance asks for a correction
Her firm reviews the new submission and asks her to fix missing information before it can move forward.
- Week 9Registration pushed back.
Multiple appointments and corrections delay the compliance process and her planned start date.
One Geneva appointment, her FINRA file on track
- Day 1Fingerprints taken at home in Champel.
Our associate verifies her identity and captures Audrey's fingerprints on the required FINRA card.
- Same appointmentEvery impression checked.
The fingerprints and card details are reviewed before the associate leaves.
- After fingerprintingCard ready for submission.
Audrey receives the completed fingerprint card for the next stage of her FINRA registration.
- Submission stageSent through the required route.
Audrey or her sponsoring firm submits the completed card according to the firm's FINRA requirements.
- Final stageReady for compliance review.
Her fingerprint requirement is completed without another trip to a fingerprinting provider.


